ON THE TYPE OF GLUING OF A STRIP
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Submitted 1961-01-01 | RussiaRxiv: ru-196101.48100 | Translated from Russian

Abstract

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MATHEMATICS

D. B. Potyagailo

ON THE TYPE OF GLUING OF A STRIP

(Presented by Academician M. A. Lavrent’ev, 1 II 1961)

1. In the present note criteria are indicated for the parabolic type of gluing of a strip, giving a strengthening of the results obtained in \((^{1,2})\). Let
\(\bar{x}=g(x)\) be a continuously differentiable topological correspondence between the points of the boundary lines of the strip \(S: 0<y<1,\ -\infty<x<\infty\) in the plane \(z=x+iy\), admitting a quite definite conformal gluing \((^3)\). The function \(g(x)\), as is customary, will be called the gluing function, and by \(S\) with the indicated correspondence on the boundary we shall understand a certain Riemann surface \(S(g)\). Suppose that the function \(w=T(z)\) effects a conformal sealing-up of \(S(g)\), transforming the latter into a domain filling a disk \(|w|<R\leq\infty\) one-sheetedly, in such a way that \(T(x)=T[g(x)+i]\). Then \(S(g)\) is called a surface of parabolic or hyperbolic type according as \(R=\infty\) or \(R<\infty\). Let us note that if \(g_1(x)\) and \(g_2(x)\) are two gluing functions of the strip satisfying, for all \(x\), the conditions

\[ \max\left(\frac{g_1'(x)}{g_2'(x)},\ \frac{g_2'(y)}{g_1'(x)}\right)<K,\qquad |g_1(x)-g_2(x)|<K, \tag{1} \]

where \(K\) is a constant, then one can construct a \(q\)-quasiconformal mapping which reduces the problem of gluing \(S\) with gluing function \(g_1(x)\) to the problem of gluing \(S\) with gluing function \(g_2(x)\). In this case the type of \(S(g_1)\) and \(S(g_2)\) is one and the same.

2. Let \(\varphi(x)\), \(\varphi'(x)>0\), be a continuous piecewise-linear function, defined for all \(x\in(-\infty,\infty)\) and such that: a) the set \(M\) of abscissae of the break points of \(\varphi(x)\) has the only limit point at \(\infty\), and, for \(x'\notin M\), \(\varphi(x')=g(x')\); b) for all \(x\) the conditions (1) are fulfilled for \(\varphi(x)\) and \(g(x)\). The final choice of \(\varphi(x)\) will be specified below. Denote \(\{x_k\}=M\cap[0,\infty)\), \(x_0=0\), \(x_k<x_{k+1}\), \(k=0,1,2,\ldots\), and let \(\gamma_k\) be the rectilinear segments in \(S\) joining the points \(x_k\) and \(\varphi(x_k)+i=\varphi_k+i\). Let \(\{B_k\}\) be quadrilaterals, each of which is bounded by a pair of segments \(\gamma_k,\gamma_{k+1}\) and by segments of the boundary lines of \(S\) lying between them. Put \(n_k=x_{k+1}-x_k\), \(m_k=\varphi_{k+1}-\varphi_k\), and \(S_0=\bigcup_{k=0}^{\infty}B_k\). The modulus \(\tilde{\mu}\) of the doubly connected domain \(S_0(\varphi)\), conformally equivalent to \(S_0\) with gluing function \(\varphi(x)\), is obviously connected with the modulus of the part \(S_0(g)\) of the surface \(S(g)\), obtained from it by removing a certain disk, by the inequality

\[ \frac{1}{K}\,\mu<\mu[S_0(g)]<K\tilde{\mu}. \]

This follows from the remark in § 1 and the choice of \(\varphi(x)\). Let \(\{B_k\}=\mathfrak{M}_1\cup\mathfrak{M}_2\), where
\(\mathfrak{M}_1=\mathfrak{M}[B_k,\ \max(m_k/n_k,\ n_k/m_k)\geq 1+\delta]\) and
\(\mathfrak{M}_2=\mathfrak{M}[B_k,\ \max(m_k/n_k,\ n_k/m_k)<1+\delta]\), \(\delta>0\). For each \(B_k\in\mathfrak{M}_1\) (for simplicity we omit the indices) with vertices \(a,b,c\), and \(d\) (see Fig. 1, II) we indicate a quasiconformal gluing which transforms it into a ring. Extend the lateral sides of \(B_k\) until they meet at the point \(o\). Assuming that the angle at the vertex \(o\) is small, we shall distinguish two cases: 1) \(|\pi/2-\theta|<\theta_0\) and 2) \(|\pi/2-\theta|\geq\theta_0>0\), where \(\theta\) is the angle at the vertex \(c\). In case 2), assuming for definiteness that \(\overline{bc}>\overline{ad}\) and \(\theta\leq\pi/2-\theta_0\), we fix on the side \(dc\) points \(p_1\) and \(p_2\) such that \(\overline{bp_1}=\overline{bc}\) and \(\overline{ob}=\overline{op_2}\).

One can construct a quasiconformal mapping \(\tau=\mu_{k'}(z)\), taking the triangle \(p_1bc\) onto the triangle \(p_1bp_2\), which leaves the side \(p_1b\) fixed, \(\mu_{k'}(c)=p_2\), and has constant stretching at the points of the side \(bc\). Since in the indicated triangles the angles at the vertex \(b\) satisfy the condition \(\min(\theta',\theta'')>\theta_0\), the characteristic of this mapping is \(p_1(z)<K_1\), where \(K_1\) depends only on \(\theta\), and \(K_1(\theta)\to\infty\) as \(\theta\to0\). Let now \(q_1\) and \(q_2\) be points on the side \(ab\) such that \(\overline{ad}=\overline{dq_1}\) and \(\overline{od}=\overline{oq_2}\), and let \(\tau=\chi_{k'}(z)\) be an analogous quasiconformal mapping taking the triangle \(adq_1\) onto the triangle \(q_2dq_1\). Here the side \(dq_1\) remains fixed, \(\chi_{k'}(a)=q_2\), and \(|\chi_{k'}(z)|=\mathrm{const}\) at the points of the side \(ad\). By the same considerations its characteristic \(p_2(z)<K_2\), where \(K_2(\theta)\to\infty\) as \(\theta\to0\). The function \(\tau=f_{k'}(z)\), \(f_{k'}(z)=\mu_{k'}(z)\) for \(z\in\Delta_{k'}=(p_1bc)\), \(f_{k'}(z)=\chi_{k'}(z)\) for \(z\in\Delta_{k'}=(adq_1)\), and \(f_{k'}(z)\equiv z\) for the remaining points \(B_{k'}\), realizes a quasiconformal mapping of \(B_{k'}\) onto the quadrilateral \(\hat B_{k'}=(q_2dp_2b)\) with piecewise-continuous characteristic \(p(z)\), \(p(z)<\max(K_1,K_2)\). Let \(\sigma_1\) and \(\sigma_2\) be smooth Jordan arcs in \(\hat B_{k'}\) with endpoints at the points \(q_2,d\) and \(p_2,b\), respectively, dividing \(\hat B_{k'}\) into the regions \(\mathfrak B'_{k'}\), \(\mathfrak B''_{k'}\), and \(\hat B_{k'}\setminus(\mathfrak B'_{k'}\cup\mathfrak B''_{k'})\). Choosing \(\sigma_1\) and \(\sigma_2\) so that the angles which they form with the segments \(q_2d\) and \(p_2b\) are, for all \(k'\), no smaller than a certain positive constant, and moreover \(\bar\sigma_1=O(\overline{q_2d})\), \(\bar\sigma_2=O(\overline{p_2b})\), it is easy to construct in \(\hat B_{k'}\) an additional \(q\)-quasiconformal deformation \(\tau^*=t(\tau)\), which in \(\hat B_{k'}\setminus(\mathfrak B'_{k'}\cup\mathfrak B''_{k'})\) coincides with the identity transformation, while inside \(\mathfrak B'_{k'}\) and \(\mathfrak B''_{k'}\) it takes, with constant stretching, the boundary segments \(q_2d\) and \(p_2b\) to arcs of circles of radii \(\overline{od}\) and \(\overline{op_2}\), respectively. By means of the superposition \(w=h(\tau^*)\)—a conformal compression with coefficient \(1/\overline{ob}\), a logarithm, and an integral linear function—we pass to a vertical rectangle \(G_{k'}\) in the plane \(w\), \(w=u+iv\), of unit height and base \((u_{k'},u_{k'+1})\). The transformation \(w^*=\exp(2\pi w)\) turns \(G_{k'}\) into an annulus. The indicated gluing is preserved for \(\theta\le\pi/2-\theta_0\), \(\overline{bc}<\overline{ad}\), and also for \(\theta\ge\pi/2+\theta_0\), \(\overline{bc}\le\overline{ad}\). In all cases the length of the base of the rectangle \(G_{k'}\), as an elementary calculation shows, satisfies the inequality

\[ d_{k'}>K\,\frac{[\max(m_{k'}/n_{k'},\,n_{k'}/m_{k'})-1]\min(n_{k'},m_{k'})}{\min(\gamma_{k'}^{2},\gamma_{k'+1}^{2})\ln\max(m_{k'}/n_{k'},\,n_{k'}/m_{k'})}, \quad \text{where } K \text{ is a constant.} \tag{2} \]

Consider now case 1). The preliminary quasiconformal transformation \(f_{k'}(z)\) is defined here differently. Assuming that \(\pi/2-\theta_0\le\theta\le\pi/2\), \(\overline{ad}<\overline{dc}\) and \(\overline{bc}>\overline{ad}\), mark on the side \(ab\) the point \(p_1\), \(\overline{p_1b}=\overline{bc}\), and map quasiconformally, by means of the function \(\tau=\tilde\mu_{k'}(z)\), the triangle \(p_1bc\) onto the triangle \(p_1p_2c\) (Fig. 1, III), where \(p_2\) is a point lying on the continuation of the side \(ab\), \(\overline{op_2}=\overline{oc}\). We choose this mapping so that the

![Fig. 1]

Fig. 1

the side \(p_1c\) remained fixed, \(\widetilde{\mu}_{k'}(b)=p_2\), and \(|\widetilde{\mu}_{k'}(z)|=\operatorname{const}\) at the points of the side \(bc\). Since the angles of these triangles are uniformly bounded below by a positive constant, \(\widetilde{\mu}_{k'}(z)\) is a \(q\)-quasiconformal mapping. Next, in the triangle \(adq_1\) we define a \(q\)-quasiconformal mapping \(\widetilde{\chi}_{k'}(z)\) carrying it onto the triangle \(aq_2q_1\), where \(q_1\) and \(q_2\) are points lying respectively on \(dc\) and \(od\), \(\overline{ao}=\overline{oq_2}\) and \(\overline{ad}=\overline{dq_1}\). In this case the side \(aq_1\) remains fixed, \(\widetilde{\chi}_{k'}(d)=q_2\), and \(|\widetilde{\chi}_{k'}(z)|=\operatorname{const}\) at the points of the side \(ad\). We now put \(f_{k'}(z)=\widetilde{\mu}_{k'}(z)\) for \(z\in \Delta_{k'}=(p_1bc)\), \(f_{k'}(z)=\widetilde{\chi}_{k'}(z)\) for \(z\in \Delta'_{k'}=(adq_1)\), and \(f_{k'}(z)\equiv z\) for the remaining points. The further transformations are the same as in case 2). For all possible forms here of the original quadrilateral \(B_{k'}\), the estimate for the length of the base \(d_{k'}\) is the same as in (2).

Let \(G_{k''}\) be a rectangle, conformally equivalent to \(B_{k''}\in \mathfrak{M}_2\), of unit height, with base \((u_{k''},u^0_{k''+1})\) and with the identical correspondence between the points of the horizontal bases. We may assume that all \(\{G_{k'},G_{k''}\}=\{G_k\}\) fill, in a one-to-one manner, the rectangle \(R\), \(0<u<\rho\leq\infty\), \(0<v<1\), and that between the points of the adjacent sides of each pair of rectangles \(G_k\) and \(G_{k+1}\), \(k=0,1,2,\ldots\), a homeomorphic correspondence is established. Assigning to each point \(u_k\) the interval \((u_k,u_k^0)\), \(u_k^0\in(u_k,u_{k+1})\), where \((u_k,u_{k+1})\) is the base of \(G_k\), we define a quasiconformal gluing of \(\{G_k\}\), identical outside the rectangles \(\widehat{G}_k=\{u\in(u_k,u_k^0),\,v\in(0,1)\}\), and inside quasiconformal, preserving the abscissae of the points. Put

\[ I_n=\bigcup_{k=1}^{n}(u_k,u_k^0). \]

Let \(w=H(z)\) be the resulting homeomorphic mapping of \(S_0\) onto \(R\), quasiconformal with characteristic \(p(w)\). If \(R_n=\{u\in(0,u_{n+1}),\,v\in(0,1)\}\), then, by Grötzsch’s principle,

\[ \mu(R_n)>\sum_{k=1}^{n}\mu(G_k\setminus \widehat{G}_k) \]

and, consequently, (4),

\[ \mu(R_n)> \sum_{(k')}\int_{u_{k'}^0}^{u_{k'+1}} \frac{du}{\displaystyle \int_{\Gamma_u} p\,\frac{du}{dn}\,ds} + \sum_{(k'')}\int_{x_{k''}'}^{x_{k''}''} \frac{dx}{\displaystyle \int_{\Gamma_x} \frac{dx}{dn'}\,ds'}. \tag{3} \]

Here \(\Gamma_u\) are vertical segments in \(G_{k'}\subset R_n\), and \(dn\) and \(ds\) are the elements of the normal and of arclength on \(\Gamma_u\). The section \(\Gamma_x\) coincides with the rectilinear segment in \(B_{k''}\) joining the points \(x\) and \(\varphi(x)+i\); \(dn'\) and \(ds'\) are the elements of the normal and of arclength on \(\Gamma_x\), and \((x_{k''}',x_{k''}'')\) is the base of the quadrilateral formed by all segments \(\Gamma_x\subset B_{k''}\subset H^{-1}(R_n)\) for which \(\Gamma_x\cap H^{-1}(G_{k''})=0\). On such a segment (Fig. 1, \(I\)) we have

\[ dx/dn'\leq \sqrt{1+[\varphi(x)-x]^2}\,\{1+[\varphi'(x)]^{-1}\}, \]

therefore

\[ \sum_{(k'')}\int_{x_{k''}'}^{x_{k''}''} \frac{dx}{\displaystyle \int_{\Gamma_x}\frac{dx}{dn'}\,ds'} \geq \frac12 \sum_{(k'')}\int_{x_{k''}'}^{x_{k''}''} \frac{\min(dx,d\varphi)}{1+[\varphi(x)-x]^2}. \tag{4} \]

Since on \(\Gamma_u\), \(du/dn=1\), putting \(\Gamma'_u=\Gamma_u\cap H(\Delta'_{k'}\cup\Delta_{k'}\cup \mathfrak{B}'_{k'}\cup\mathfrak{B}''_{k'})\), we have, on \(\Gamma_u\subset G_{k'}\setminus \widehat{G}_{k'}\),

\[ \int_{\Gamma_u}p(w)\frac{du}{dn}\,ds = \int_{\Gamma'_u}p(w)\frac{du}{dn}\,ds + \int_{\Gamma_u\setminus\Gamma'_u}\frac{du}{dn}\,ds < 1+\int_{\Gamma'_u}p(w)\,ds. \tag{5} \]

Since \(|dh/d\tau^*|<1\), it follows that

\[ \int_{\Gamma'_u}p(w)\,ds < \max(K_1,K_2)\int_{\Gamma'_u}ds < K\max(K_1,K_2)\max(m_{k'},n_{k'}), \]

where \(K\) is a constant independent of the choice of the section \(\Gamma_u\). Consequently, the right-hand side in (5) is uniformly bounded for a suitable choice of the function \(\varphi(x)\). From (3), (4) there then follows the inequality

\[ \mu(R_n)>K'\sum_{(k')}\int_{u_{k'}^{0}}^{u_{k'}+1}du+\frac12\sum_{k''}\int_{x_{k''}^{\prime}}^{x_{k''}^{\prime\prime}} \frac{\min(dx,d\varphi)}{1+[\varphi(x)-x]^2}. \tag{6} \]

Let \(\varphi(x)\) be chosen so that the oscillation of \(1+[\varphi(x)-x]^2\) on each interval \((x_k,x_{k+1})\) does not exceed \(K=\mathrm{const}\), and, for all \(x\in(-\infty,\infty)\),

\[ \frac1K\{1+[\varphi(x)-x]^2\}<1+[g(x)-x]^2<K\{1+[\varphi(x)-x]^2\}. \tag{7} \]

Then from (6), (7), and (2), taking into account that

\[ \min(\bar\gamma_k^2,\bar\gamma_{k+1}^2)= \min\{1+[\varphi(x_k)-x_k]^2,\;1+[\varphi(x_{k+1})-x_{k+1}]^2\} \]

and that the stretching of the mapping \(H(z)\) is constant at the points of the horizontal bases \(B_{k'}\), we obtain

\[ \mu(R_n)>K''\left\{ \int_{E_n'}\frac{\max[g'(x),\,1/g'(x)]\,\min(dx,dg)} {[1+\psi^2(x)]\,\ln\max[g'(x),\,1/g'(x)]} + \int_{E_n''}\frac{\min(dx,dg)}{1+\psi^2(x)} \right\}+\varepsilon_n, \tag{8} \]

where \(\psi(x)=g(x)-x\), \(E_n'=E[x,\ \max(\varphi',\ 1/\varphi')\geq 1+\delta]\cap H^{-1}(\overline{R_n})\), \(E_n''=E[x,\ \max(\varphi',\ 1/\varphi')<1+\delta]\cap H^{-1}(\overline{R_n})\), and \(\varepsilon_n\) depends on the choice of \(I_n\), with \(\lim\varepsilon_n=0\) as \(\operatorname{mes} I_n\to0\). The sum of the integrals on the right-hand side of (8), up to a term uniformly bounded as \(n\to\infty\) and depending only on the choice of \(\varphi(x)\), coincides with the sum of integrals of the same kind taken over the sets \(\mathscr E_n'= \mathscr E[x,\ \max(g',\ 1/g')\geq 1+\delta]\cap H^{-1}(\overline{R_n})\) and \(\mathscr E_n''=\mathscr E[x,\ \max(g',\ 1/g')<1+\delta]\cap H^{-1}(\overline{R_n})\). Passing to the limit as \(n\to\infty\) and observing that \(\lim\mu(R_n)=\mu(R)\), we arrive at the following assertion.

Theorem. For the parabolic type of \(S(g)\), it is sufficient that at least one of the integrals diverge

\[ \int_{\mathscr E'}\frac{\max(dx,dg)} {[1+\psi^2(x)]\,\ln\nu(x)},\qquad \int_{\mathscr E''}\frac{\min(dx,dg)}{1+\psi^2(x)}, \]

where \(\psi(x)=g(x)-x\), \(\nu(x)=\max(g',\,1/g')\), and \(\mathscr E'\) and \(\mathscr E''\) are the sets on which, respectively, \(\nu(x)\geq 1+\delta\) and \(\nu(x)<1+\delta\), \(\delta>0\).

As a consequence of this theorem we obtain a result of L. I. Volkovyskii.

Corollary 1. For the parabolic type \(S(g)\), it is sufficient that the integral

\[ \int_{0}^{\infty}\frac{\min(dx,dg)}{1+\psi^2(x)} \]

diverge.

Corollary 2. Let \(g(x)\) be such that \(\psi(x)\leq O(1)\). Then, for the parabolic type \(S(g)\), it is sufficient that at least one of the integrals diverge

\[ \int_{\mathscr E'}\frac{\max(dx,dg)}{\ln\nu(x)},\qquad \int_{\mathscr E''}\min(dx,dg). \tag{9} \]

Let us note that under the hypotheses of Corollary 2 there exist functions leading to the hyperbolic type \(S(g)\). At the same time it is not known whether, in this case, the simultaneous convergence of the integrals (9) is a sufficient condition for the hyperbolic type \(S(g)\).

Lviv State University
named after Ivan Franko

Received
25 I 1961

References

  1. L. N. Volkovyskii, Matem. sborn., 18 (62), 285 (1946).
  2. R. Nevanlinna, Ann. Acad. Sci. Fenn., Ser. AI, 122 (1952).
  3. L. I. Volkovyskii, Ukr. matem. zhurn., 1, 39 (1951).
  4. D. B. Potyagailo, Ukr. matem. zhurn., 5, 459 (1953).

Submission history

ON THE TYPE OF GLUING OF A STRIP