The existence of a domain of accessibility
I. P. Karasev
Submitted 1967-01-01 | RussiaRxiv: ru-196701.47391 | Translated from Russian

Abstract

For a system of two nonlinear differential equations $$\frac{dx}{dt}=f(x)+\nu u$$, the question of the reachability of the origin is considered. Here $$x=(\xi,\eta),\quad\frac{dx}{dt}=\biggl(\frac{d\xi}{dt},\frac{d\eta}{dt}\biggr),\quad f(x)=(f_1(\xi,\eta),f_2(\xi,\eta))$$ are variable vectors of the phase plane $R^2$, $u=(u_1,u_2)$ is a constant vector of the plane $R^2$, and $\nu(t)$ is a piecewise continuous scalar function called an admissible control and satisfying the condition $|\nu(t)|\le1$. The paper provides definitions of reachability and non-reachability of the origin in the small for the system under consideration and proves three theorems formulating sufficient conditions for the existence of a reachable set. In conclusion, three examples are presented. The first example shows that the origin is unreachable in the small, although the system is asymptotically stable in the large; in the second example, the origin is unreachable in the small, but a reachable set exists; the third example is of interest because for nonlinear systems, the reachable set may be non-convex. 2 illustrations. 9 bibliography entries.

Full Text

Introduction

In 1967, I. P. Korolev investigated the dynamics of a system described by the differential equation:
$$\begin{aligned} \frac{dx}{dt} = f(x) + vu \end{aligned}$$
where $x \in D \subset R^2$, $u$ is a control parameter, and $|v| \le 1$. This work builds upon the foundational theories established in \cite{1, 2, 3, 4, 5} and further developed in \cite{6, 7}. The analysis focuses on the behavior of the system trajectories near the origin $x = 0$ and the properties of the switching surface $S(0)$.

The stability and topological structure of the phase space are determined by the function $f(x)$ and the control $v$. Specifically, we consider the case where $f(x)$ is a smooth function belonging to the class $C^k$. The equilibrium point at the origin is analyzed by examining the neighborhood $V(0)$ and the corresponding stability region $S(0)$. For a given initial point $x_0 \in V(0)$, the trajectory $x(x_0, t)$ is governed by the control law $v(t)$, which ensures that the system remains within the boundaries of $S(0)$.

Analysis of the Switching Surface

To characterize the behavior of the system, we introduce the transformation to coordinates $(\xi, \eta)$. The system (1) can be rewritten in the following form:
$$\begin{aligned} \frac{d\eta}{d\xi} = f_a(\xi, \eta) + u \end{aligned}$$
where $f_a$ represents the transformed vector field. Following the methodology in \cite{8}, we define a sequence of coefficients $d_s$ to analyze the local geometry of the trajectories:
$$\begin{aligned} d_2 &= D_1^{1/2}(1, k) - k f_1(1, k) \ d_3 &= D_2^{1/2}(1, k) - k D_2 f_1(1, k) \end{aligned}$$
If $d_2 = 0$, then $d_3$ determines the curvature of the switching line. In general, for $s = 2, 3, \dots$, we define:
$$\begin{aligned} d_s = D_{s-1}^{1/2}(1, k) - k D_{s-1} \end{aligned}$$
If $d_1 = d_2 = \dots = d_{2s-1} = 0$ and $d_{2s} \neq 0$, the system exhibits specific bifurcations near the switching surface $S(0)$ when $v = \pm v_0$.

Geometric Properties of Trajectories

As shown in [FIGURE:1], the switching surface $S(0)$ divides the phase space into regions $S^+$ and $S^-$. For $t > 0$, the trajectories $x(x_0, t)$ originating in $S^+$ move towards the boundary $f_+$, while those in $S^-$ move towards $f_-$. According to the criteria established in \cite{9}, when $v = 1$, the trajectories enter the region $S^-$, and when $v = -1$, they transition into $S^+$.

The intersection of these trajectories forms a closed loop, denoted as $AMLBNPA$ in the neighborhood $V(0)$. For any $x_0 \in V(0)$, the control law $v(t)$ ensures that the trajectory remains within the region $S(0)$. This behavior is illustrated in [FIGURE:2], which depicts the phase portrait for the case where $f(x)$ is a cubic polynomial and $v$ is not constant.

Numerical Examples and Results

Consider the system where $f(x)$ is defined such that:
$$\begin{aligned} \frac{d\xi}{dt} = \xi + v, \quad \frac{d\eta}{dt} = 3\xi + 4\eta + 4\xi^3 - v \end{aligned}$$
In this case, the equilibrium points are located at $(-1, 2)$ and $(-v, v + v^3)$. For $v = 1$ and $v = -1$, the trajectories exhibit distinct behaviors. Specifically, for $v = -1$, the switching line is defined by the relation $\eta = \xi^2$ for $\xi < 0$. As $t$ increases, the trajectories converge toward the stable manifold, confirming the theoretical predictions regarding the structure of $S(0)$.

These results extend the classical findings of L. I. Rozonoer and others \cite{1, 2, 3} regarding the optimal control of second-order systems. The proposed method for analyzing the coefficients $d_s$ provides a robust framework for determining the stability of nonlinear control systems with switching boundaries.

References

  1. E. F. Mishchenko, Prikladnaya Matematika i Mekhanika (PMM), Vol. 23, No. 2, pp. 209–229, 1959.
  2. V. V. Korolev, Izvestiya Vuzov, Matematika, No. 6, pp. 81–87, 1959.
  3. N. N. Krasovskii, Matematicheskiy Sbornik, Vol. 20, No. 3, pp. 153–174, 1965.
  4. V. G. Boltyanskii, Mathematical Methods of Optimal Control, Nauka, 1966.
  5. R. Bellman, Dynamic Programming, Princeton University Press, 1957.
  6. V. V. Nemytskii and V. V. Stepanov, Qualitative Theory of Differential Equations, Gostekhizdat, 1949.
  7. I. P. Korolev, Uchenye Zapiski MGU, No. 12, pp. 86–117, 1967.

Submission history

The existence of a domain of accessibility